The Collected Papers of David Rapaport
Rapaport, David (1954).
CLINICAL IMPLICATIONS OF EGO PSYCHOLOGY
Although Rapaport dealt with theory in a far more sophisticated way in his published papers, this hitherto unpublished lecture is presented here because it makes so clear the relevance of theory to specific clinical problems--a relevance that is not always apparent in his more theoretical writings. It also illustrates Rapaport's facility in adapting his presentation to circumstances, his ability to simplify without undue distortion--M.M.G.
I assume that in talking about ego psychology here I can take it for granted that it is familiar to most of you and therefore I will discuss mainly some clinical implications. However, I would like to spend the first third of my presentation on certain concepts of ego psychology, so that I can afterward talk more easily about things clinically important. What is ego psychology? In general, it is a term used in contrast to and complementary to id psychology. The great discovery of psychoanalysis was a thoroughgoing psychic determinism in all behavior. This consideration of motivation had a huge impact upon psychiatry, psychology, and clinical psychology. In the course of the search for the motivation of behavior, we forgot or neglected for a long time our interest in matters not motivational. In the amoeba, whatever motivating state exists is going to create pseudopods. It will reach out, pull in, etc. But it has a nucleus which does not change with motivation. Human behavior has many features comparable to the nucleus of the amoeba: for instance, what we today call inborn ego apparatuses, namely, motility, perception, memory, and the threshold apparatuses. The latter define the point at which the organism is ready to discharge a certain tension. My first point, then, is that ego psychology deals with the apparatuses we use in reaching the goal of a motivation. However, this is not all ego psychology has come to represent.
Again we have to look back on what we have learned from psychoanalysis and what has become commonplace in psychiatry, psychology, etc.; namely, if a human being behaved in a certain way we have been looking first of all for his motivation and have come to disregard the fact that behavior is determined not only by unconscious motivation but also certain reality conditions. For example, a cigar can be just a cigar and not primarily a penis symbol. We are infected with a kind of thinking: something peculiar a patient does is immediately interpreted in terms of dynamics, to the neglect of environmental conditions. It is a difficult job to create concepts which take account both of intrapsychological motivations and reality adaptation. How difficult this is will be clear to you if you consider for a moment the aims of treatment. What is the aim of psychological treatment? Is it to liberate an individual from his defenses? We all would agree that liberation from crippling defenses is the aim of our work. In the meantime, however, there is also something we keep in the back of our minds, and some of us may even keep it in the foreground: the patient needs to find his place in society and lead a useful, productive life. What is our goal? Is it liberation of the person or is it fitting him into something? This is a kind of choice which probably should not be made by us. Maybe it could be compared with the choice of the young Hungarian nobleman who was waiting for his wife to deliver. As he was waiting the nurse came and brought out triplets. He put his finger to his nose, pondered, and finally said, pointing to the one in the center, "I'll choose this one." Should we lay down the law and say to the patient, "You've got to quit doing rebellious things and be a good boy?" Maybe the patient's only way to survive is to be rebellious and the only way he can serve as a useful person is to be a very sick, reckless person and the way in which to give him help is to help him feel reasonably comfortable as a reckless, rebellious person. Once you start out that way you are all involved in the problem of social adaptation the way Adler, Horney, etc., were and the danger is that you may begin to forget the intrapsychic determination. The balance between understanding unconscious motivation and finding the social niche into which a person fits is not essentially a paradox, but people have chosen to do either one or the other instead of trying, as present psychoanalysis tries, to reach a synthesis. The problem of adaptation versus the problem of freedom from crippling defenses is a problem of ego psychology.
I would now like to proceed to some points in ego psychology which have direct clinical relevance. I will first present a concept termed by Hartmann "preparedness for an average expectable environment" and labeled "mutuality" by Erikson. Its significance and clinical relevance is in shedding new light on the mother-child relationship. What is preparedness for an average expectable environment? Erikson and Hartmann attempt to collate evidence that the human infant is born so that it is prepared to be able to survive in an average expectable environment. That is, the mother has a receiving apparatus for the signals of the infant; the infant has a receiving apparatus for certain nonverbal signals of the mother; and from the beginning on there exists a mutual relationship by which the infant steers the mother and the mother steers the infant. Inherent in this concept is the idea that it speaks of an evolutionary product, of one which is guaranteed by evolution for this creature, man, who has the longest dependency period of all creatures. His helplessness has evolutionary advantages only because of certain mutual steering devices of mother and child by which this helplessness can be managed. This might seem to be a very abstract concept. What does it have to do with the clinic? You all, I am sure, have heard about the "schizophrenogenic mother," the mother who makes her child schizophrenic. Such concepts as those of Erikson and Hartmann demonstrate that this is an inadequate concept. This is important because if the concept of the schizophrenogenic mother is canceled out, then our outlook on the illness changes and therapeutic work becomes somewhat more hopeful. I would like to try to show you in what sense the concept of mutuality militates against the concept of the "schizophrenogenic mother." If the relationship is mutual, then the relationship between the mother and child is relative and neither party can be blamed. Once you start with this assumption, you hit on clinical evidence which was not noticed around Washington, where the concept of the schizophrenogenic mother was born. The infant who later becomes schizophrenic often displays very early a certain lack of response to signals. Clinically we see these children later as borderline schizophrenics who do not give you any indication of whether they like what you are doing or not. In that type of case, which is called the autistic or schizophrenic child, there is apparently from the very beginning some kind of lack of mutuality, lack of signal giving and receiving. This deficiency then comes into the hands of a mother who herself may have difficulties of some sort. She reacts to his deficit with rejection and guilt, and thereby perpetuates it. It is easy to forget that it is partly the child who made the mother like that and that it is hard to be a mother to such a child. This is an ego-psychological issue for three different reasons: (1) It deals with the apparatuses, namely, the threshold for signal giving and receiving. (2) It deals with the very first adaptation, and it deals with preadaptation on which all other adaptations are built. (3) As the therapist, you will deal with these patients not by approaching this type of problem in terms of motivation but in terms of the problem of re-establishing a human relationship in which the lack of ability to give signals is going to be re-encountered and re-evaluated, in which the desire to give adequate signals may arise for the first time in such a patient's life. No interpretations are going to bridge the original gap in equipment, yet this gap is not irremediable. It certainly is remediable with schizophrenics who before they became schizophrenic had some achievements, and it is remediable even in some autistic children who never developed the requisite thresholds and signals. All of us as children had, in some respects, weak signals. Our thresholds varied greatly, and our mothers, having met our deficiencies, helped us slowly to develop adequate thresholds and helped us to develop a mutual relationship, out of which later in life trust could develop instead of leaving us in a condition of lack of mutuality, the hotbed of mistrust as a fundamental ego tendency. Even before Hartmann and Erikson, Paul Schilder had pointed out that man does not "become socialized" from being first an "egotistic" little wild animal, as the period of enlightenment and even psychoanalysis thought. Schilder asserted that man is a social being from the word go. This is something important to keep in mind when working with a schizophrenic, because if you had to make him into a social being by your work with him, at some point you would give up, unless your megalomanic ideas about yourself are unlimited. Unless you know that he has it in him and you need only to discover and to liberate it, the courage which is necessary to stick it out with a schizophrenic cannot be had. Even this fundamental, primitive, and really remote ego-psychological concept thus has considerable clinical relevance.
Now I would like to pick up another concept, Freud's definition of the ego in The Ego and the Id (1923). The first definition that Freud gave of the ego, and the most general one, was that the ego is "a cohesive' organization of mental processes" (1923, p. 15). [Both here and elsewhere Rapaport quotes Freud as defining the ego as a "cohesive" organization, whereas both the Riviere and Standard Edition translations say "coherent" organization. Apparently Rapaport felt that "cohesive" better expressed the idea of a unity, and we will let his usage stand where it appears, for Freud did speak of the "tendency to unity, which is ... characteristic of the ego" (1923, p. 64) -Ed.] This definition distinguishes the ego from the id, which is not a cohesive organization; drives coexist in it side by side. The superego is not a cohesive organization either. It collaborates with the id in what it is intending and punishes the ego for its intentions. Maybe you know the story about the little boy going toward the candy jar. Before he got there, there was a great clap of thunder and the boy looked up and said, "Good God, isn't one even permitted to think of it?" I suggest that the superego does that in an even more extreme way. The boy would not even have to be sure he was going after the candy; just some slight yearnings and punishment would already be there. On the other hand, there is a fluid transition between the ego and the superego in what we call the ego ideal. So the superego is not cohesive either. This definition thus counter-distinguishes the ego from the other structures in the psychic apparatus. Is this all it is supposed to do for us? No, this definition implies quite a bit more. If it is a cohesive organization, then it should be capable of keeping various of its aspects coordinated. It indeed does so, through what we call the synthetic function of the ego. What is this synthetic function and what is its clinical relevance? I will try to give an example. Suppose that among the few ideas I have introduced so far, one is relatively new to some of you here. Let us assume that I tried to present that relatively new idea so that it should not come out of the clear blue sky. But even then the connections in which I presented it were only in my mind and did not yet have a place in your own thought organization. After a while, however, if you are struck by one such idea, it will lodge safely and securely among other ideas you have in your mind. It is not my job to put it in place in your mind. If you had to place it by an effort, listening would be a most difficult job. Actually, neither my nor your special effort places a new idea in its place in your thought organization. It is done quasi-automatically by the synthetic function. The new idea is put together with old ideas rather automatically. True, we can do a deliberate and effortful job of thinking at times, but most of us, most of the time, rely on the synthetic function of the ego in general, and in particular on that aspect of this function which works in thought organization to put things together for us. We say it "fell into place" and we understood. This may not happen while we listen, but maybe not until later; the beginnings, however, are there. The speaker tries to bring the material in and move it into position for that function to grab it and put it into place. What is the clinical relevance of this? First of all, it is relevant in relation to the long-standing discussion of the dynamics of the effect of our most important therapeutic tool, namely interpretation. How does it help? An interpretation brings into a new relationship the existing conflicts and defenses and then leaves it to
the synthetic function of the ego to do its job on it. If the interpretation did not take, you work it through, over and over again, applying it with the patient to ever new areas. It is like a big stone which is lodged heavily in a stream. You are trying to get the dirt from around it and start rolling it, leaving it to the stream to lodge it in a place where it will not be an obstacle but an advantage. With schizophrenics we know that unless we bring about a situation where synthetic forces can work again, the job cannot be done, because it cannot be done by the therapist alone. To achieve this is often not a job of interpretation but a job of a different sort, that of creating a relationship that can free sufficient energies with which synthetic forces can begin to work. A knowledge that you can rely on the synthetic forces to come into play sooner or later is actually what can keep you working at psychotherapy with the schizophrenic or even with the neurotic.
I would like to turn now to a third problem, that of autonomy. What is autonomy? First of all, it means that the sensory apparatuses, the motor apparatuses, the memory apparatuses, and the threshold apparatuses are not born out of conflict. These are ego apparatuses, the most important use of which is in searching for the drive object in reality. If one assumes that ego apparatuses are, from the beginning, part of the psychic organization, then the old psychoanalytic conception that ego is born out of id does not hold up. It becomes necessary to assume, as Hartmann indeed does, that the ego and the id both emerge by differentiation from a common undifferentiated matrix. These primary ego apparatuses pre-exist conflict and enter the conflict as independent factors. Although they may be drawn into conflict, they are autonomous from the beginning. But there is also another type of autonomy: if, in the course of an instinctual conflict, new structures, for example defenses, are created, these defenses may persist after the conflict that gave rise to them has long since subsided. They become independent from the original conflict and become secondarily autonomous apparatuses. They become ready-made tools to cope with all kinds of tasks of executive, conflictual, or adaptive nature. Language is a good example. There may be a question about any autonomous apparatus or ready-made tool of behavior, about whether it is a primary, ready-made tool pre-existing the differentiation of ego and id, or is only acquired in the course of the battle of life and then becomes detached from its instinctual, conflictual source of origin.
There is one specific issue of autonomy on which I would like to dwell further. Suppose a person developed a certain defense; for example he can not show, or even experience, his aggressions. He leans over backward and is oversweet, with a great inclination to be very helpful to all comers. "No, I am not aggressive at all, I am most accommodating." He aims to please. Suppose you analyze that person. Does it mean this person then must quit being a helpful and serviceable human being and become an aggressive bastard? Is this an inescapable implication of therapy? Luckily, human nature is not that way. An autonomy once achieved survives. That is why Koestler is wrong when, in his Arrival and Departure, he has his hero arrive on an island as an honest radical and depart from it after being analyzed as a smug Philistine. Man does not happen to be made that way. What is the clinical relevance of this? It is that in a schizophrenic the structures that have been built up in the course of the development of his personality have not been obliterated by his illness. They go into disuse, they become unreachable--just as your sense of humor may be lost for a time when you are in a disagreeable position but returns to you later--but they are not destroyed. Sometimes when we are with a bore, we find ourselves to be just as big a bore as our counterpart. You know the situation, don't you? Does it mean that we have lost all the structure we have achieved, all the knowledge, all the interest? We do not lose them, they have just become unusable. The same for the schizophrenic patient: his structures just become unavailable to him and your job as the therapist is to help rediscover them. This is what we help them to get at and not something. strange that belongs to somebody else. Dynamically as well as therapeutically, this autonomy is of the greatest significance. It is easy to see what is wrong in our patients but a lot more difficult to see what is right, what is preserved. To learn to look for what is preserved is of great importance and is the point driven home to us by the conception of autonomy: whatever was once achieved is never lost. Any achievement noted anywhere in the case history, any valid perception, any single bit of knowledge, any differentiated feeling, any success, indicate to us that somewhere there was once something that can serve again as a nucleus of a new departure, providing we can reach it, free the synthetic forces, and progress from there to further self-discoveries of the best in the patient's essential social nature. This is the point no patient fully expects and that many of us do not fully appreciate in ourselves: there are persevering secondary autonomous structures and there is a basic sociability, and there are primary autonomous ego apparatuses even in our . sickest patients.
The last point I would like to dwell on is the issue of identity. I have indicated already that the social adaptation that man makes is outside of our ken while we are hunting only for motivations. The explanation of social adaptation has not been part of our psychoanalytic teachings for a long while. While Adler, Kardiner, Fromm, Horney, and Sullivan were very interested in this adaptation problem, they forgot to deal with the problem of unconscious motivation. The problem arises: What kind of concept can one develop by which both adaptation and unconscious motivation can be dealt with simultaneously? In order to be able to talk about concepts I will dwell on Erikson's concept of identity. Let us assume that to begin with there is a loose ego organization holding together the various thresholds and the apparatuses of motility, perception, memory, etc. As instinctual development progresses, we reach the point where this ego organization has to cope with thoughts, approvals, disapprovals, etc. All of these will impinge on this ego organization and alter it. There will remain a continuity between the original, loose ego organization and the later, more differentiated ones. For this continuity we do not have an agreed term. Sullivan talked about "self." But he used this term for the ego also, while it does not replace the "ego." In the eight stages of man, Erikson attempts to represent both the alterations in ego organization coming about in the course of libido development and the constant features of ego organization and their developmental phases. Hartmann and Loewenstein too speak of autonomous ego development, but Erikson's eight phases are the only consistent attempt to characterize the autonomous course of ego development. To come closer to the clarification of this point, let us turn to another definition Freud gives of the ego in The Ego and the Id (1923). According to this definition, the ego is the precipitate of identifications with abandoned objects (p. 36). The point is that is order to sever a relationship to a drive object, we reinstate it in our internal world by identification. Indeed, you know people tell you, "You are just like papa"; you put your coat on the way he does, you spit the way he does, etc. But what of the continuity of ego development? Do a person's identifications simply remain a congeries of all these identifications? According to Erikson, in the course of development the synthetic functions of the ego jell all these identifications into one unity. They do not remain disparate parts within us, such as father, grandfather, Uncle Sam, etc.; they are turned into one unity. It is similar to what happens in the course of studies; when you have studied books by various authors your knowledge of psychology is that of the authors, but you are not going to keep each of their thoughts and principles separate very long. Sooner or later they will yield to a unity: your own view of psychology will jell out of them. Similarly the identity jells together all identifications. Erikson was able to demonstrate that in puberty and adolescence there is not only a recrudescence of the various impulses of earlier libido-developmental phases, but also of identifications which were made in the periods in which they were prevalent. They are revived and pass review. Indeed, these and many new identifications which are made are then jelled into one unity: the identity. But these identifications, their socialrole, vocational-role, etc., components, acquired skills and expectations, are so jelled into an identity as to guarantee the person a niche in society compatible with his expectations and self-respect. In other words, you find here in Erikson's concept a flowing together of three different conceptual strains. (1) From id psychology the dynamics of identification. (2) From ego psychology the dynamics of synthesis. (3) From social psychology the dynamics of fitting into a social niche, social role. You can see that here we are dealing with concepts integrating these three strains. This I believe is the core and the most lasting merit of Erikson's contribution.
The clinical significance of this is great. In our society, young adulthood is prolonged and reaches well into the 30s, which is later than--to my knowledge--has ever been the case before in history. Because of this, finding an identity and a definite choice of occupation becomes necessary and is made possible by a social moratorium, that is, by society's acceptance of experimentation. This does not explain the dynamics and I am not endeavoring to go into that now. We do know, however, that what the adolescent and young adult are struggling for is to unify identifications and a lot of roles so as to find the niche that fits them, and thus to gain recognition which will guarantee self-respect. Our first rule in therapy is to interpret what is readily available. This struggle for identity and role definition is usually the most obvious and readily available material in young adulthood.
The Ego in the Session
Pine, Fred (1998)
For some analysts ego psychology has a bad name, whether because of psychoanalytic politics (a wish to disavow the so-called classical position) or because it appears to leave the "depths" of the mind behind or because--as a nonexperiential concept--"ego" does not have the appeal of, say, sexual or aggressive urges, affects, repetitive object relationships, or subjective states. "Ego" is an indispensable concept, however, and central to all clinical work. At the very least, the concept helps us in any assessment of a person's capacity to enter and participate in the analytic task. But much more is addressed by the concept "ego:' In this chapter I use clinical vignettes to illustrate three of the ways in which the ego makes its appearance in sessions: first, in terms of the achievements and failures in its developmental history; second, in terms of its participation in the work of the analytic process; and third, in its more frequently described role in defense in relation to some intrapsychic disturbance. Each discussion will center on clinical judgments within the session.
I use the concept "ego" to consider the person from the standpoint of defense, adaptation, and reality testing: defense in relation to experienced dangers in the internal world, adaptation to the expectations and perceived realities of the external world, and reality testing in relation to both internal and external and to the capacity to know them in themselves and to tell them apart. The term ego is shorthand; it need not be reified; it always refers to the person's modes of managing psychic life and the world.
If we did not have an ego psychology, it would be necessary to invent one, and Freud (1923, 1926) did just that, followed by Anna Freud (1936) and Heinz Hartmann (1939). Hartmann expanded the ego concept greatly, and some of these expansions enter into my clinical discussion. But Hartmann's conceptual and aclinical style also contributed to a turn away from ego psychology in the current era of primary focus on technique. Ego concepts need not be aclinical, however, and in Anna Freud's writings they were part of a living clinical process. I try to write here within that tradition.
A psychology of ego function was indispensible for Freud and was present in his writings before it was formally conceptualized as such. it was clearly present in nascent form in his concepts of defense and repression (Freud, 1894), concepts that were necessary for him to use in order to explain what he was seeing clinically. Years later (1926) another clinical observation, that anxiety seemed to precede defense rather than follow it as a conversion of blocked libido, led to his signal theory of anxiety and thence to a concept of a stronger ego--an ego that could call the pleasure principle, in this case pain avoidance, into play on the side of defense and against the instinctual drives. Also, as I noted in Chapter 2, the requirements of Freud's theory in itself led to an ego psychology: since the system Unconscious and, later, the Id are timeless and do not learn, some means was needed to explain learning and change, in the analytic process as well as in life. But the ultimate requirement for an ego psychology stems from our position in evolution. We are not outside of evolution, and evolution would not have produced a creature with no adaptive capacities; that would not serve survival of species.
As I have tried to make clear throughout this book, my own recent clinical work has been heavily influenced by current psychoanalytic theories of technique and of mind. But I wish also to demonstrate that an ego psychology, while certainly not the new wave, is as relevant as it ever was and central to a full understanding of issues of technique. I have chosen to use as my main clinical examples instances readily subsumed under the structural theory. I believe, however, that the ego concept is relevant to every extant theory of mind; each involves issues of defense, adaptation, and reality testing though they vary in their conception of what it is that is defended against--that is, the nature of the intrapsychically experienced danger or pain.
Developmental Achievements and Failures
Billy, age seven and the only child in a cleanliness-oriented household, was still soiling fairly regularly when he began treatment with me. The symptom was maddening to his parents. Three years later, by age ten, he had given up the soiling, at least in part through work he and I did together. I describe three incidents (widely spaced over the three years), each of which confronted me with questions: Was this an alternative (displaced) expression of the symptom or was it more socialized or even a sublimation? How much "ego work" had been done by him? And, depending on my answers, should I intervene or not, and if so, how?
One day toward the end of the first year of treatment, Billy came in sadly complaining that his parents had taken away his new gun--a gun, he explained, that shot little paper pellets. They said he was making a mess all over the house with the pellets. He said he was having fun; the gun was supposed to shoot pellets. Of course I noted the messing in this story (to myself). And I also knew that, though he was at times ashamed and depressed about his soiling, at other times he took a provocative delight in "messing;" specifically by turning his back on me, bending over, and sending a loud fart in my direction. The gun play could have been another instance of this delight in provocation, but it also could have been a step up--boyish, displaced, better paper pellets than soiling his pants. How should I intervene with him or with his parents? I was uncertain.
Billy resolved my uncertainty in the next session. His parents had given back the gun; he brought it to the session to show it to me. In no time my office was littered with paper pellets. But, more instructively, each shot of the gun was accompanied, as the pellet fell to the floor, by a loud "plop" sound from Billy's lips--and the same impish smile and glint in his eye I had seen after the farts directed toward me. So perhaps some "ego work" in the form of displacement had been accomplished by him, but not much, and certainly not enough; I now had no doubt that he was crapping on my floor and that he knew it. At this point my interpretive stance was clear to me, and I easily showed him (and he readily recognized) that this was another form of soiling. This event did, however, provide entry into discussing his pleasure in tormenting his parents, and he came to see how he was torn between that pleasure and his inner shame and depression.
About a year later, when he had pretty much given up the soiling--though there was still frequent staining of his undershorts and he still inwardly defined himself as a soiler and carried the associated shame and depression--Billy came in with something new to report. He had had an afterschool date with a friend twice that week. He confided to me a "great game" they had developed. They would gather up a large clump of toilet paper, soak it and bunch it up into a wet wad, and try to drop it out the window on a passerby. It was great fun, he let me know. Again I was torn. The parallels to soiling seemed clear enough, but again some displacement to boyish activity had taken place, some ego work, and I thought it likely that he was not aware at the moment of the link to soiling. I saw no real danger to passersby; death by toilet paper wads is uncommon. Additionally the play had a socialized component; Billy, ordinarily a social isolate, was doing this with a friend. I chose to inquire a bit, to listen, and to say nothing.
Again things changed by the next session. Billy came in anxiously, painfully telling me that he had not been able to fall asleep at night. He would lie awake worrying that he had not played his toilet paper "game" that day, and he felt a compulsion to get up and "play" it. Clearly this was no longer play. So it now seemed to me that, even if this were a boyishly socialized displacement into play, a developmental step up of sorts, it was not working. After I listened a bit more, and in light of his particular report of anxiety and compulsion if he had not thrown toilet paper, I chose to say the following: `Billy, I think throwing toilet paper is like making b.m.'s, and you felt you had found a regular-boy way to have fun attacking people with messes instead of a b.m.-in-your-pants way. That's why you worried if you had not thrown the paper. It was supposed to prove you were a regular boy. I think you're still worrying about yourself even though you don't make in your pants like you used to:' He looked at me with recognition and relief; following this exchange the symptom that was in the process of being created (the compulsion that kept him awake) disappeared, and our work went on.
Then again, about one year later, another incident in this series occurred. Billy told me he had started a penny collection; he had hundreds of them. I thought I recognized the old symptom again in the little copper pellets, but this time they were collected and seemingly a big step beyond the "plop" of paper pellets or the tossed toilet paper wads. Here, I thought, real transformative work had been done intrapsychically; a sublimation had evolved.
Another incident took place a few sessions later. I opened the door to my waiting room for his session and there he was. Also in the waiting room was an adolescent boy waiting to see my office partner. Billy had a beaten-up brown paper bag on his lap and was hunched over it, holding it together; I soon learned that all of his pennies were in it. He looked distraught. As soon as he entered, still hunched over and struggling to hold the bag together, he explained in a pained voice: "Dr. Pine, I brought my pennies to show you, but the bag started to tear and the pennies almost spilled. It would have made a big mess. That big boy would have thought I was such a baby!" So here we were again. But this time I made a different choice based on my assessment of Billy's ego functioning within the total situation. I judged that this time he had absolutely no awareness of any link to his soiling; I considered that the penny collection was an age-appropriate sublimation; and I felt that any link I made between the penny collecting and the soiling, however well intentioned to help him with the momentary eruption of shame in the waiting room, would or at least could lead to an invasion of the sublimated activity by the soiling ideation, thus spoiling it. I therefore said only: "I'm sure the big boy wouldn't have thought badly of you. Anyway, I'm glad you brought your penny collection. Let me see it." And later I gave him something more secure to carry the pennies home in. I assumed that, were there subsequent breakthroughs of soiling-related ideas, urges, or affects into the penny-collecting, I would have later chances to deal with it either similarly or differently, depending on my assessment of his ego functioning at the moment. But it did not come up again.
With some patients, at some times, depending on how the clinical material seems to fall at the moment--but not as a general rule of technique or as something always in the forefront of my consciousness-I am working with a concept of the ego and its development that helps me to conceptualize what is going on and whether and how to intervene. I have just illustrated that closely with Billy, where in three incidents I found myself questioning whether the soiling and associated affects or some more socialized, displaced, or even sublimated activity was at the center, reflecting transformative ego work. Related matters, suggested by a concept of the achievements or failures of ego function and ego development at various ages, come up in numerous ways. I illustrate a few, but more briefly.
Issues parallel to those with Billy arise with adults in analysis with respect to sublimated activities. Writers, painters, but also graduate students writing dissertations, or persons involved in the more mundane activities of daily work or living--each scenario, when going smoothly, may teach us something about the person but is more likely to attract attention and require interpretive work when interrupted, when anxiety or shame or doubt invades the activity or when the activity becomes otherwise blocked. For some individuals, interpretive work with smoothly functioning activities is experienced as intrusive or reductive; it can sometimes actively corrupt certain otherwise egosyntonic activities when their establishment is tenuous or the person involved is fragile. This is not always the case, and we learn in the doing which patients can work interpretively with well-functioning, egosyntonic activities as a source from which to learn, without its interfering with the activity.
This view has much in common with the interpretation of play in child treatment. Since the child is ordinarily not knowingly intending to communicate through the play, interpretations can be intrusive and lead to termination of the playing. One can almost always safely interpret a child's play when it has been disrupted by some negative affect or by the associations it has stimulated; in this situation, the interpreter can come in on the side of the ego to make play possible once again, or to relieve the anxiety. So too with the timing of intervention with respect to sublimations and their disruption, as with Billy and his paper "plops," his toilet paper game, and finally--but in reverse (noninterpretation)--his penny collection. The assessment of level and intactness of ego function guides the timing and form of interpretation.
The examples I have given from Billy's treatment can be thought of in terms of the construction of a sublimation. Related issues can be described from another standpoint as the achievement of secondary autonomy in relation to activities born out of early conflict but now having a life of their own in the present. To view them only genetically can lead to losing touch with the patient. Let me give a nonclinical example from a recent New Yorker article (Seabrook, 1996).
Steve Redgrave is a gold-medalist Olympic rower, part of the English team. For specific physiological reasons, rowing at Olympiccompetition speed levels is an excruciatingly painful activity. When asked about it, however, Redgrave denies the pain. The question has come up whether Redgrave, now thirty-five years of age and old by Olympic standards, will retire after the 1996 Olympics. His wife, who is also the physician of the English rowing team, doubts it. What drives him on?
"Oh, I don't know," she said. "I suppose it comes from his dyslexia, his learning disability. That made it very difficult for him in school-until he found rowing, which was something he could do well. The others he went to school with who had that problem had to face it earlier, but because of Steve's rowing he never had to, and now it's a bigger problem, because he put it off that long. Rowing's given him an avenue away from facing it:'
Steve disagreed with this. "If I don't stop rowing, it's because I love to row. My dyslexia is not a factor." (Seabrook, 1996, P. 35)
His wife interprets in terms of the past. Redgrave himself says, in effect, that rowing has aims, values, and pleasures in the present. Analytically, we are often aware of both and have to guide our intervention (or nonintervention) according to the success of or intrusions on ego function as experienced by the patient at the moment.
Issues around the loss of autonomy in what should be the primary autonomous ego apparatuses of perception, memory, thought, motility, or affect also come directly into sessions. I illustrate this with material from two adult analyses where there were intrusions on the autonomy of an entire mental function, not just anxiety or blocking around specific mental contents.
Arthur was an isolated, obsessional, and affectively dry graduate student in engineering who was, in spite of these traits, devoted to his analysis and made good use of it. Here and there, when a question came up about spontaneous fantasies or daydreams, he showed himself to be averse to them. Even more striking was that the same aversion applied to spontaneous memories. Of course he had memory; he remembered how to get to my office each day, for example, and how to speak the English language. But a concrete memory spontaneously appearing in his mind was greeted aversively, and he generally denied having any. He rationalized this pathetically: "I'm young. I live in a neighborhood filled with young people. We look towards the future; we're not interested in the past:' I shall not go into this in any detail except to describe the turning point that culminated in its resolution--that is, a gradual return of the ability to permit spontaneous memories and fantasies. We were speaking one day of this aversion to memories when a memory burst forth from him. He recalled having worked as a dishwasher at a nearby luncheonette while in college. One day, late in the lunch hour, the dishes from the noontime rush were being carried in by the trayload by the waiters. "They were coming so fast I was afraid I'd be buried by the slop." That was it. Not a memory of some early trauma, but an indicator of, or a metaphor for, what the fear of memory was about: that memories would come so fast (and be so awful) that he would be "buried by the slop." By drawing on this now explicitly verbalized fear and fantasy, I was able over time to enable him to have spontaneous memories and daydreams and to work with them analytically.
In another patient, it was independent thought that was interfered with. Though his work as a high school teacher obviously required planning and communicating and thinking, in the analysis he disclaimed any of his own quite significant contributions to the process, reattributing his thoughts to me. It turned out that, among other things, thinking on his own had come to signify being alone. Fears and sadness regarding object loss (his mother had died when he was a young child) underlay much of the blocking in the use of an entire ego function: independent thought.
One last clinical illustration of the utility in the session of a concept of the ego and its developmental failure derives from when I was supervising a therapist-in-training who was working with Aaron, a ten-year-old boy. I thought at second hand that Aaron seemed phobic and essentially in the neurotic range. But his anxiety did not come under control through what seemed like good therapeutic work, and his fears spread now to this and now to that in a panphobic way. To get the feel of the child, I arranged to meet him through the premise of being a consultant who would work with the boy and his mother jointly for a few sessions. I was not with Aaron twenty minutes before I became convinced that his anxiety was of the overwhelmed panic-anxiety sort, not a bound phobia with some affective spillover. There had not been, as I could then formulate it, the development of a successfully working anxiety signal that could trigger in-place defenses. Rather, anxiety "signaled" only that more anxiety was on the way, and it escalated to a flood almost instantaneously. In the session, when his anxiety grew and disruptive, frantic activity developed along with it, his mother started scolding him. I intervened and told her (in his presence) that he could not control himself at the moment, that he was overwhelmed and needed her help, and that her scolding was not useful. (As an aside, our exchange was interesting. The mother immediately became indignant. "You mean I shouldn't express my feelings?" she said. I responded: "Exactly. At least not right now. He needs your help." She instantly replied: "I'm in therapy myself and so are a lot of my friends and we're all learning to express our feelings, to let them out." "Yes, but not right now;" I said. "Aaron is overwhelmed and needs to feel you are in control and can help him get under control." Her final reply: "I never heard of such a thing!") In a subsequent session, when the anxiety again began to flood and his mother again began to scold, Aaron (in a voice desperate, pleading, and in pain) said to her over and over: "You heard what Dr. Pine said. You heard what Dr. Pine said. You heard what Dr. Pine said." Unfortunately, although he did, she did not.
My point in this first part of this chapter has been that, as illustrated by the case of Billy and the eventual emergence of a sublimated activity, the analyst or therapist is aided by having a concept of the ego and its development, that is, of the evolution and workings of the anxiety signal and defense and sublimation, of the maintenance of the primary autonomy of the ego apparatuses, and of the achievement of secondary autonomy in some activities--or failures in any of these. Modes of understanding are enhanced by such concepts, and interventions and their timing are in turn shaped by the understandings.
The Patient's Participation in the Analytic Exchange
The clinical examples I have been describing, involving recognition of achievements and failures in the developmental history of the ego as evidenced within the session, are specific and not always a focus of the work. By contrast, in this section I want to discuss a problem of general significance in sessions: the person's readiness, in ego psychological terms, to hear, work with, and contribute to the interpretive process. I again start with an example from the treatment of a child: eight-year-old Sophie.
Sophie had come to me some two and a half years before the events I recount. The only child of recently divorced parents, she was both lonely and, as her parents described it, ` overexcitable." The parents were on good terms with respect to the handling of their child, and both expressed concern about the impact on her of the divorce and of the events that preceded it--events I need not go into. She also was said to create sadomasochistic games with her pet cat and her Raggedy Ann doll; her parents were worried about this--rightly so, I thought. From my first contact with Sophie it seemed clear to me that her "overexcitability" was an expression of her tendency to leap into excited action with overelevated mood the moment she had the slightest hint of any uncomfortable feeling; it was a form of defense through action.
In the first two years of the treatment, my main work was to enable her to experience feelings, to know them mentally, which again is ego development work, as I discussed in the prior section. We had made considerable progress in this area, though it was variable. About three months prior to the events I describe next she had come in reporting a nightmare. I explained to her how we could work as detectives, using the dream and her thoughts about it as clues to figure out what the dream was about. By this point she was able to participate in this work, even saying, "But what about this part of it?" halfway through the work on the dream, and greeting my final interpretation with, "Now I think you got it!" (Recall that she was only eight years old.) The dream led to her reporting a childhood secret (whether it had been available as a memory before and withheld, I do not know) and the related unraveling of a longstanding severe situational anxiety response, which has shown no sign of its presence since that work.
Now for the material I wish to report. Remember, this child formerly, and still at times, fled into excited action at the slightest distress. Reference to the sadomasochistic games and anything even close to sex or bodies was met with immediate flight. My aim is to discuss a patient's signaling readiness--conceptualized as an ego activity--to participate in the work in some particular area.
Sophie came in one day armed with a new joke. "Why did the man swim in the ocean?" "Why?" I asked. "To make peepee in it." End of joke, but the start of a long series of events in the sessions. She spent the rest of the session making drawings. One of them had what seemed to me a clear representation of male genitals; a second led to spontaneous verbalization on the same theme. I had simply made note of each one aloud as we went along; she listened but did not flee. At the end I recounted the common theme in the joke, the drawing, and the verbalization. She clearly saw it, expressed a mix of curiosity and distress in the tone of her "I don't know why," and hid her face in contained and focal embarrassment and without flight into activity.
In the next two sessions there was much related material, which I need not review. My point is only that she stayed with it, though she did say toward the end of one session: "You're a crazy man." I asked why. "To talk with a little girl about things like this." I heard real trust and affection in her statement, though puzzlement and concern also. I said with a smile: "It must seem strange, but it's something that's on your mind for some reason."
Sophie spent alternate weekends with one or the other parent, and the following weekend was her father's turn. He called me at about 7:30 on Monday morning to say that Sophie had had a bad dream and wanted to tell it to me. I was impressed that she wanted to bring it to me, and we spoke right then on the phone. Here is the dream as reported: "I was in bed with my daddy and a bad guy came in and shot me. The bullet went through my arm and stuck in my clothing between my elbow and my shoulder. I had to do a somersault to get it off. And then I woke up." I told her I was glad that she called to tell it to me, and that we could work on it in her session (later that day), just as we did with the other dream.
We did work on it. I need not describe her associations or my questions and interpretations. My aim is to detail her ability to participate in the work. The talk went to nakedness, to intercourse ("My parents don't do it!"), and to my interpretation of an overall sexual meaning. I did not bring anything into the transference. Her response to the interpretation, with playful mockery and yet recognition, was: "You solved it (the dream that is), but I don't like it!" Nonetheless she came back the next day (the last in this sequence) and said: "We didn't get it all yet. Why did he shoot me?" This led us into the sexual meaning of the shooting and a punishment meaning. She greeted this with: "Now we got it! [pause] Oh! I wish I had never told you that joke!" (about peeing in the ocean). With this remarkable statement she was showing that she had a grasp of the continuity of the whole sequence of the work though spread over several sessions, was feeling the discomfort, and was containing it.
To top this, after a pause she said spontaneously: "You're torturing me with talk about sex. I'm going to cut off your peepee and my daddy's:" I told her I could hear in her voice that sex talk was like torture and said it reminded me of the games she played with her cat and her Raggedy Ann doll. I wondered if she thought sex was like torture (there was a specific basis for my asking this, which I shall not give here). Her response: "No! [pause] Is it? [pause] For who? Both people or just one?"
Altogether a remarkable sequence in an eight-year-old who formerly had fled all discomfort, was unable to mentalize things, and instead rushed into action. She showed a well-functioning ego and a capacity to participate in the work at each step along the way: in her recognition of the sexuality in her drawings ("I don't know why"), in her playful and trusting comment (in spite of discomfort) that I was a crazy man "to talk about such things with a little girl;" in her calling me to tell me the dream, in her recognition of when we "got" the understanding of the dream, and in her capacity then to ask, "Is it torture? For whom?" And, of course, her capacity was also shown by her staying with these themes for some five sessions spread over two weeks.
Many things lead to the decision to interpret: the expressive content itself, some optimal level of anxiety, the presence of some transference manifestation in the material. But I am here focusing on just one aspect: the indicators of a patient's capacity to self-observe and to hear and take in the analyst's words--ego functions. The same kind of assessment may result in quite different intervention decisions, and next I illustrate some of those briefly.
Several years ago I was working with a forty-year-old man, a mediator by profession and not by chance. He played, or sought to play, the mediator role in his physically violent family during his growing-up years. For the first couple of years of treatment, his own anger was notable by its absence. But then, in a half-dozen widely spaced sessions in our third year of work, I felt sure I was hearing explicit references to his anger, past or present. Each time I addressed it with a question or comment, however, he vigorously criticized me for pushing my own agenda and reading it into what he was saying, and then he withdrew. Only later did an understanding of the situation develop between us. He had, he later came to realize, semi-consciously made a pact with himself as a child: he would survive by mediating and never entering the fray himself. What I thought I heard as indirect communications about anger with an inner sense of (ego) control he experienced as alien and dangerous slip-ups, at least at the point at which I took note of them. Only after we spent considerable time on the childhood pact he had made with himself--that is, the defense aspect (to be the mediator only)--could his self-observation and analytic participation come into play in relation to the anger itself.
A second kind of situation involves observation of intact ego function signaling to the treating person a nonreceptivity rather than a readiness to explore. Some years ago, before pharmaceuticals rapidly cooled off psychotic processes in patients entering psychiatric hospitals, one would not infrequently see a therapist who had become fascinated by the exploration of bizarre psychotic thought processes and would feel the loss of it and find the work less interesting when the patient reinstituted what were often tight controls and became quite dry. Not infrequently a therapist would try to reach back into the psychotic thinking with the unsurprising result that the patient withdrew, got angry, got frightened, or, in the worst instances, slipped back into the disordered thought. Here, a surface of intact ego function signified not the readiness to explore, but an effort to blot out all mental dangers. Time enough to explore when the patient, without prodding by the therapist, began to slip; at such times, some patients, frightened by the possible return of the psychotic thinking, could welcome exploratory interventions that had the intent of clarifying things in order to reestablish control.
A third kind of example occurs sometimes when we are working in the midst of an intensely rageful, sexual, envious, or other transference struggle that is paralyzing the work. We work in the transference because it has the most immediacy and therefore the most heat, but if it is too hot work can be impossible. No work gets done when the observing ego is swamped and loses its autonomy in the face of whatever passion is active. Often it is useful in such a situation to move the work elsewhere, to the past or the outside present (around the same issue), to cool off the situation enough to make self-observation possible. This is a variant of something I wrote about earlier under the heading "strike while the iron is cold" (Pine, 1984). There I referred to fragile patients or to moments in any treatment when interpretations could not be received (during conditions of great affective intensity) because the experienced danger to intact ego function was too great; interpretation in the form of education-like clarification could sometimes be made in a subsequent session--looking back--after the storm had quieted. In the instance of moving interpretation out of the transference, we could say we strike where the iron is cooler. In all my examples I am trying to show how an assessment of ongoing ego function, particularly in the form of the observer capacity, guides intervention or helps us refind our bearings when we go astray.
A final, more general point, at the level of theory of technique, further entails addressing the patient where his or her observer function can be operative. In his central body of work, Paul Gray (1994) stresses the importance of staying close to the analytic surface and thus working where the patient can become aware of what is going on. He does this by proposing that we listen for the drive derivatives in the patient's associations and then taking note to ourselves and to the patient of his or her flight from, undoing of, reaction against, or other resistance to that content. I am here addressing that same technical point. My disagreement with Gray is that he narrows the field of the work too much in assuming that the relations between drive derivatives and defenses are the principal contents of mind for analysis. Fred Busch (1995), working similarly to Gray, broadens the field by suggesting that we keep an eye on the analytic surface for any sign of distress, without presuming that it is in response to drive derivatives. This leaves room, in my terms, for distress also in relation to repetitive object relations growing out of strain trauma from the childhood era, or painful subjective states of self around deficits in parental care, or feelings of humiliation or helplessness in relation to defects in ego function. But the overall thrust of the discussion is the focus on the area of mental function with respect to which the patient can come to see and know what is going on inside.
A discussion related to both Gray's and Busch's points took place between Theodore Jacobs and Andr€ Green at the Congress of the International Psychoanalytic Association in 1993. Jacobs had presented process notes of a session. Green, the discussant, was critical of Jacobs for not going deep enough, not interpreting various things that had been implied in the patient's associations. Jacobs's response was to the point. He said, in effect, that "going deep" means going where the patient can still recognize what you are saying and where it draws from (self-observation); Dr. Green's "deep" interpretations, Jacobs suggested, would be mere words, in essence promoting intellectualization and not "deep" at all.
Intrapsychic Defense
Eleven-year-old Johnny, whose presenting problems at a city hospital clinic included clowning behavior sufficiently compulsive that it had contributed to school failure, was seen by a supervisee of mine in twice-weekly psychotherapy. The clowning behavior and other symptoms had erupted after a series of separations. The first separation was brought about by the child's removal from his home by a city agency following maternal neglect and paternal abuse. He went to one foster home and then to the homes of a series of relatives, none of whom kept him for long, in large part because of his other symptoms--encopresis and collecting things from street garbage cans that he would store under his bed. He was now living with his maternal grandmother, who was also threatening to move away with another grandchild, leaving him behind. The incident that follows addresses the clowning behavior and the separation issue.
Johnny had rapidly grown attached to his female therapist and, in numerous ways, demonstrated his wish to make the office his permanent home. Now, several months into the treatment, in the session I draw from, his therapist had asked him to tell her about his memories of his several shifts of home and what these homes and the shifts had been like for him. Johnny spoke articulately and with surprising readiness; he had not been very expressive before. He focused especially on his time with his mother and father. The details are not necessary for the point I wish to make, except to note that he reached the point of saying, quite movingly: "I'd give anything to be back with my mother!" This was immediately followed, his therapist told me, by a plunge into a joking, clowning attitude. The high point of the clowning was his rapidly pulling any available junk from his pockets while saying: "I'd give anything--even these paper clips, even this spool, even these candies!" The therapist told me that she immediately saw the clowning here as his driven effort to escape the pain of longing consequent upon his recalling his life with his mother and expressing his wish to be back with her. It is of interest (though a side point) that this beginning therapist also told me that she chose to say nothing to the boy, in large part because (as she recognized) she was herself uncomfortable with the degree of his pain and longing.
Thus far we see a simple and straightforward example of defense against inner distress. While the defense concept initially came into use to describe defense against drive derivatives (such as fantasies or wishes), Anna Freud (1936) explicitly extended the concept to include defense against affect; and later, Arnold Modell (1984) extended it to include defense against object relations. Perhaps the strongest and most unifying formulation in this domain was offered by Jacob Jacobson (1994). He suggested that the common conceptual ground that binds diverse psychoanalytic theories of mind together is the centrality of theories of painful affect. From this perspective, psychoanalysis centers on a view of the mind as beset by painful affect that has to be coped with (defended against, managed) in some way. Psychoanalytic theories differ in terms of what they see as the nature and source of the painful affect and the means of dealing with it, but the task--defense against affect, as seen in eleven-year-old Johnny--is essentially the same in all psychoanalytic models.
Johnny's session continued. About ten minutes later, he started talking about videotapes. He said that he and his mother used to watch videotapes together. To the therapist's "Tell me more," he added: "We would watch and joke around; we had a lot of fun when we did that; we would get silly together." The student therapist did not pick up the link until I pointed it out, but what have we here? Suddenly the joking as a defense against painful longing appears in a different light. Now it is readily seen as a repetition of a (perhaps only imagined, perhaps real) pleasurable part of the lost object relationship with mother, a means of actualizing in the present the memory of "joking around" with his mother. So, if we go back, the sequence is as follows. He says, "I'd give anything to be back with my mother" and then, via his joking ("even these paper clips, even this spool"), he transports himself (probably without full awareness, perhaps marginal awareness--we do not know) back into the situation of the imagined and longed-for relation to his mother. He has simultaneously protected himself from his pain and, in this clowning way that is quite automatic for him, fulfilled his wish; clowning has placed him back with his mother.
Is one of these two views of his "joking around"--the defense view or the object connection view--more "true" than the other? In this instance, I think not. I believe he could have responded well to interventions from both points of view, experiencing their intrapsychic "rightness." If they were worded properly, I believe they could have become usable for him without simply worsening his pain. I shall suggest some interventions in a moment, but first some further discussion of the intrapsychic defense aspect of the ego in the session.
Ordinarily, we think of defense in the session not as something having "thing" quality, not a defense "mechanism," but as a moment in a process, a way the clinical material can be organized at that moment. It is not the case that the possibilities for such organization are unlimited; "anything goes" does not go well. But there is usually more than one way to understand the associative material of the session that can be useful in moving the treatment forward. Interpretation in terms of defense, as modulating unpleasant affect or fleeing or disguising thought content, is often one of those ways.
We no longer think of defense as simply a sign of "resistance" that must be gotten through in order to get to the "real" content. Defense is understood now as a reflection of the person's mode of coping, of functioning in relation to the internal world. As such, it is at least equal in significance to any other part of mental life that is to be explored in a therapy or analysis. While Breuer fled analysis after his experiences with transference (his patient's falling in love with him), it was one of Freud's great achievements to turn the view of transference upside down and find it to be not a problem requiring flight, but one of the invaluable routes into the exploration of the patient's psyche. Concepts of resistance and defense followed a parallel path of development in the theory of technique. At first they were seen as something to be gotten out of the way in order to reach the unconscious fantasies and wishes reflective of infantile sexual drives. Later, with the development of an ego psychology, defense and resistance came to be seen as direct expressions of core features of the person that were themselves to be understood. And, with Wilhelm Reich's (1949) work on character analysis, they came to be seen as central features of characterology. Today, when most analysis is character analysis, defense and its expression in the so-called resistance are at the center of what analysis helps the analysand to see in all its functions, its rigidities, its maladroit self-defeating efforts at adaptation (when these are indeed the case), and its history.
When Johnny said, "I'd give anything to be back with my mother" and immediately shifted into his joking mode, and considering that he was an abandoned and neglected child and that the loss was real, I would have intervened in a way to enable him to hold onto his wish to at least some degree by simultaneously helping him bear his pain. The wish was, after all, a tie to the only mother he had. Bearing in mind that he was quite trusting of and attached to his therapist at this point in the treatment, I proposed that she could have said something like: "I know you started joking because of how hard it was for you when you said you'd give anything to be back with your mother; of course you would like to be back with her; I understand that." Remember that at this point in the session we do not yet know that "joking around" was a way of being with his mother. Let me make clear the aim of the intervention as stated. Clowning behavior was getting him into difficulty, including school failure; it was problematic. Though intrapsychically an effort at defense, symptomatically it was maladaptive. Here my intervention has the intention of indicating my understanding of the function of clowning (clowning started because the expression of the wish to be with mother was painful) and offering another mode of managing the affect (a defense equivalent) through the current object relation to the therapist ("of course you would like to be back with her; I understand that").
Later, when Johnny's associations went to the video experiences with his mother ("We would watch and joke around; we had a lot of fun when we did that; we would get silly together"), and the "defense" turned out also to be a significant means of actualizing the past relation to his mother in the present, I would probably have made that clear to him as well, seeing this as an opportunity to give him back a piece of his relation to his mother, showing him that he does carry her with him. Thus, I might have said (right after his "we would get silly together"): "Oh! Now I understand something else, Johnny!" (this by way of alerting his attention). "When you started joking before, after you said you'd give anything to be back with your mother, the joking was one of the good ways you really could be with her. I guess there are some good memories, and you can hold them with you by joking around." I imagine it would only be a matter of time after this that the treatment could also turn to the compulsive quality of the joking--the clowning behavior--and at least one of its functions revealed here, in order to begin the process of enabling him to give it up in its maladaptive form.
Like the question of the patient's readiness to participate in the analytic work, the issue of intrapsychic defense is relevant at all times and in all sessions. Defense (the modulation of inner distress) is an ongoing part of mental life. Whether it becomes the central focus of the work depends on many factors, including the degree to which it is seen as obstructing the analytic work, the degree to which it is seen as revealing something important about the patient, and altogether its relation to whatever seems the central issue of the session. Defense is always present; whether it becomes the interpretive focus depends on its place in the hierarchy of affective significance at the moment.
The wealth of intrapsychic issues potentially reached through paying attention to (rather than getting past) defense and its expression as "resistance" in the session is well illustrated in the following treatment of a woman in analysis. She was thirty-five years of age, married and childless, when she came for treatment. She sought help because she both wanted to have a child and feared it. The fear was paralyzing, and it took the form of anxiety-driven obsessive thought: "It will be too much" or "I'll get overwhelmed" or "I'll be out of control" or "It will be too confusing:' She had been stuck with this thought for years and could not bring herself to try to conceive. Now, having reached age thirty-five and very much wishing to have a baby, she came into treatment.
Two things became clear as the work progressed. The first was her thinking style in the sessions. Her thoughts would come in a flood. Her ideas seemed dynamically rich, her delivery insightful, but one idea would follow the other, tumbling out in confusing array. There was never a quality of looseness or thought disorganization, but rather of rushing away from each idea, and presumably its attendant dangers, soon after she had given voice to it. In this sense her thinking was quite well organized; she had a reliable and predictably utilized defensive mode available in the face of intrapsychic distress: mental flight. She would come back to many ideas in her later sessions, but they were not built upon and were therefore for the most part useless to her. (There were of course exceptions, but those are not my focus here.) Though the ideas would reappear in subsequent sessions they still seemed not to be "held"; rather, they seemed to "occur" to her, almost to "happen;" again and again, before once more being left behind. Excess and flight served as her defense; it was the functional "resistance" in the session that made progress slow.
The second thing that became clear as the work progressed was the nature of her life history as she experienced it. Here too the quality was one of flooding, of "too much." Was this colored by her mode of telling about it? Was there something about her that led to her experiencing it that way in the first place? While neither of these two possibilities can be entirely ruled out, the internal feature of the analytic process strongly supported the view that she was indeed subjected to too much knowledge, too much overhearing of things, too much seeing. As the only child in a household that included her parents, two Don Juan-like maternal uncles, various governesses and other servants, and highly flamboyant maternal grandparents, each of whom had had active and publicly known sexual affairs throughout her growing-up years, she was overloaded with sexual knowledge long before she could assimilate it even minimally. Add to this her own fantasy elaborations and wishes, and the picture of hyperstimulation was complete. So the history, the style in the sessions, and the presenting problem all revolved around the quality of "too much": too much confusion, overstimulation, and experience beyond what she could control. One can see immediately that the "resistance" is the life story. Whether it is treated as defense-resistance or as expressive content to be kept in center stage would depend on the analytic moment and how the analyst thinks it would be best approached at that particular time.
To date (the analysis is still in process), the style of flight from ideas (not flight of ideas) has been understood in a number of ways: (1) as a protection against being overstimulated by seeing too much, knowing too much, the flight now from her own thoughts about the overstimulating memories, but also directed against thought in general; (2) as a turning of the passive to active with respect to overstimulation, now drowning the analyst as she had felt drowned as a child; (3) as an expression in (verbal) action (on the analyst) of her experience of the overstimulation as an assault; (4) as a mode of being stupid, of maintaining stupidity, of not knowing-something that affected her day-to-day functioning in widespread and limiting ways--and of having this "stupidity" set in especially when she was angry (suggesting her own anger at the overstimulating intrusions, the other side of the experience of being assaulted); and (5) as a participation in the familial mode of denial of what is in fact being revealed and communicated, this denial serving as self-protection and, more idiosyncratically for her, as a way to preserve her idealized view of her father as well as to identify with him and protect him against her own jealousy and rage.
Analysis of "resistance" in a case like this is not intended merely to get past it to something else but to analyze it, to understand its component parts and their history and its place in the patient's life.
Let me give one last example of a focus on defense, in this instance a misplaced focus, stemming from the analyst's misunderstanding of what were the patient's primary concerns at that particular point. The analyst's intent was, in effect, to say, "You are talking about this because it is safe and keeps you away from something else." Only in time did the analyst come to believe that the patient was talking about what mattered in a way that mattered, and that she (the analyst) had been endeavoring to impose a particular view of mind on the patient's material (see Chapter 7 for further examples of this kind of error).
I enter this analysis in midstream without giving its history or the patient's history. I do this because my aim is to illustrate a point; I recognize that without full backup material, the reader cannot truly make an independent judgment about it.
The patient, a forty-year-old man who had graduated from law school but never managed to pass the bar examination and was now working in a family business, would regularly come to sessions and talk about films he had seen and things about himself that they had reminded him of. Often these were memories of anger and associated guilt; equally often they were memories of sexual experiences with attendant shame. This material seemed significant to the analyst, though it had no apparent relation to the problems that had brought the patient to analysis (which I shall not go into here). In numerous sessions, the patient would turn from these film-stimulated memories and confessional reports to speaking of his unhappiness with his work in the family business, where (he said) he never got sufficient praise and recognition. He would go into elaborate detail about moments in his life when such recognition had been forthcoming, especially from his many girlfriends, and how precious that had been to him. He would bemoan the lack of recognition that he felt when his analyst was silent, but spoke of how he would feel a glow when his analyst would (as he experienced it) find something of value in what he had been saying (indicated by her making some interpretation).
The analyst had been thinking of these shifts in the session (from anger-guilt and sex-shame to the search for recognition and praise) as a form of backing off, of seeking to feel valued in spite of the "confessions;" of shifting to safer areas--in short, as a resistance that the analyst would interpret to enable the patient to "get beyond" it and arrive at some other place (the anger-guilt and sex-shame issues). Only gradually did the analyst turn her understanding around a full 180 degrees. The analysis took a decisive step forward when she came to the belief that the self-esteem issues (reflected in the search for recognition and praise) were the primary ones and that the reports about sex and anger reflected the patient's attempt to please the analyst and get "recognition" and "praise" from her.
The concept of intrapsychic defense evolved within a particular theory, Freud's theory. I have already suggested that it must have a place in every psychoanalytic theory of mind; each of those theories includes a central focus on psychic pain, however that is understood within the theory, and therefore the human mind will be understood in part through its efforts to cope with that pain (Jacobson, 1994). But when the mind is viewed single-mindedly, around one set of issues that are seen to be necessarily the main ones (whether this be sexuality or interpersonal experience in the here-and-now or internalized object relations), failures to understand become a real danger. In the reported instance, my guess is that the anger-guilt and sex-shame issues will eventually find their place onto center stage in this analysis, although they are not there at this point. The analyst, working within a particular theoretical model, was seeking to put them there, thereby ignoring the central thrust of the patient's material; hence her view of the self-esteem material as resistive rather than expressive. "Defense interpretation" is central in analytic work, but it is only one part of the full story of an analysis.
Concluding Remarks
What I have been attempting to show is that, seventy-five years after its formal origins (Freud, 1923, 1926) and sixty years after its flowering (Freud, 1937; A. Freud, 1936; Hartmann, 1939), an ego psychological point of view can be--I would say should be--a living presence in the analytic hour. It provides tools for comprehending aspects of what is going on and how and when to approach it. It spawns concepts like ego defect (Pine, 1985, 1990), alerting us to unreliable or distorted or delayed development of defense, the anxiety signal, affect modulation, impulse control, a sense of separateness (which is a part of reality testing), object constancy--all significant achievements subsumed under the concept "ego." It alerts us to one of the ways in which pathology is organized--in incursions on the ego's autonomy--whether these incursions come via object need (as in the patient who feared the consequences of independent thought) or via the "slop" of sexual and aggressive memories (as in the patient with the aversive response to spontaneous memories and daydreams) or in numerous other ways.
Though not illustrated here, ego psychology offers us the concept of the ego's relative autonomy--not either-or--such that the autonomous function of memory, thought, or the like may be seen as present at one moment and absent at another, a concept with major implications for the timing and focus of interpretation. It can alert us to another aspect of the relativity of autonomy (also not illustrated here)--the "how much" dimension: not too hot, not too cold, but just right. We have all seen instances where the "autonomy" of thought, for example, is so complete (so separated from affective and wishful sources) that the thought process is dead and dried out, with all affective energy eliminated from it (a caricature of autonomy), or where it is so animated, so suffused with wish and urge, that it suffers distortion. An ego concept also gives us tools for distinguishing between well-functioning defenses, sublimations, or other adaptations and their breakdown, again with implications for the when and how of intervention. It supplies a multitude of ways to recognize when the patient has enough observing ego to receive what is offered interpretively. And, in its most familiar role, it offers a conception of intrapsychic defense and of resistance within the analytic process, now seen to be equally significant for what they reveal and what they obscure.
Work in these ways, around and with a concept of the ego and its functions, is not what I believe analysis is. It is not the interpretation of defense before impulse. It is not the finding of creative ways to work with ego defect (Pine, 1990; Fleming, 1975). It is not interpretation in the transference. It is not reconstruction. It is not the processing of countertransference reactions or the interpretation of transference-countertransference enactments. It is not a focus on the here-and-now relationship of two people in interaction. And it is not a focus on the patient's current psychic reality or subjectivity. It is all of these things at sometimes, and any one or more of them at particular times and with particular patients.
An ego psychology is a necessary part of all theories of contemporary psychoanalysis, even though it had its conceptual birth in relation to a particular theory. Whether we view the mind as powered by sexual and aggressive urges and fantasies, internalized object relations, painful subjective states, or something else, problems of defense in relation to intrapsychic life, of adaptation to the outside world, and of reality testing all remain. An ego psychology addresses them. And we have conscious minds, capable of planning and anticipating and judging. So we have to recognize that we are powered not only by what is in the depths but also by rational thought, and that too is recognized in our concept "ego."
Ego psychology retains a firm place in the psychoanalytic pantheon in relation to both the multiplicity of current theories and the central current focus on technique. Having illustrated that here and having also previously discussed relational components of the therapeutic impact '(in Chapters 3 and 4), I now turn to a subject that draws on both aspects: questions regarding (ego) defect and (object relational) deficit in development and treatment.
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